AI/SEC

Consistent with the Federal Administration’s “full speed ahead” approach in what seems to be a race with China to dominate AI technology, the SEC last Friday announced that the agency had created a task force to spearhead the use of … Continue reading

Posted in AI

AI and the SEC

The SEC has pending a proposed regulation, anticipated for adoption before the end of this year, requiring brokers and advisers to remove data analytics which would put the firm’s interests before the interests of investors.  Separately, while speaking this week … Continue reading